Risk & Compliance Officer

You will act as a central resource for compliance matters and play an instrumental role in managing risk across our organisation.

• Handling all aspects of compliance across our three offices.
• Conducting compliance risk assessment training workshops
• Fostering a culture of compliance.
• Leading internal reviews.
• Auditing and monitoring files as required.
• Involved in SRA Audits.
• Drafting and updating company policies in line with government and regulatory guidelines
• Managing the firm’s AML (Anti-Money Laundering), CDD (Customer Due Diligence), GDPR, and sanctions frameworks while providing strategic guidance.
• Handling client-related complaints as the Client Services Manager.
• Managing GDPR compliance and all data protection matters.
• Overseeing the onboarding process.
• Deliver training sessions to all staff and new starters on risk and compliance.
• Evaluating compliance systems, ensuring proper technology and software are in place.
• Leading and managing a small onboarding team.

 Requirements/Desirables:

• A Law degree (preferred) or equivalent qualification.
• A minimum of 3+ years of experience in a compliance role within the legal sector or another regulated industry (e.g., financial services).
• Possess a thorough understanding of regulatory compliance (essential).
• Proficiency with Microsoft Office (Word, Excel, PowerPoint, Outlook).
• Great analytical skills and the ability to offer practical, risk-based solutions.
• Excel at working independently and collaboratively with all internal colleagues